The challenge
Global financial regulations change constantly — new guidance, consultations, final rules, enforcement precedents — across dozens of jurisdictions simultaneously. Most compliance teams track these through manual monitoring, email alerts and spreadsheets. By the time a change reaches the policy team, the gap between current practice and the new requirement may already exist — and firms discover it mid-exam.
How Behavox solves it
Pathfinder continuously monitors regulatory sources across all relevant jurisdictions, surfaces the changes that affect your policies, maps impact to existing controls, and tracks remediation from identification to closure — in one platform. The full lifecycle, from horizon-scanning to policy update to employee attestation, is managed without a manual handoff.
Capabilities
- Intelligent regulatory feed — continuous monitoring across sources and jurisdictions, filtered to your firm's licence, product set and geographies.
- Automated impact & gap analysis — new regulations mapped to your existing policies, with gaps and affected controls surfaced automatically.
- Policy management — policies maintained as living, version-controlled documents linked to the regulatory changes that drove each update.
- Ask Pathfinder — employees get instant answers to policy questions through a conversational interface powered by your policy corpus.
- Attestation management — structured attestation workflows replace email chains, with completion tracking and audit trails.
Business outcomes
- Regulatory changes identified and triaged before the effective date — not discovered in an exam finding.
- A full remediation audit trail from change identification to policy update to employee attestation.
- Policy-question volume to compliance teams reduced through AI-powered self-service.
Proof
Designed for the regulatory velocity of modern global enterprises — where firms must simultaneously track MiFID II amendments, FCA Consumer Duty updates, SEC guidance, FINRA notices and CFTC rulemaking, across a compliance team that cannot scale headcount to match regulatory output. Powered by Behavox Pathfinder.
Frequently asked questions
- What does Pathfinder do for regulatory change management?
- Pathfinder continuously monitors regulatory sources across all relevant jurisdictions, surfaces the changes that affect your policies, maps impact to existing controls, and tracks remediation from identification to closure — managing the full lifecycle from horizon-scanning to policy update to employee attestation without a manual handoff.
- How does Pathfinder identify which regulatory changes affect us?
- Pathfinder's intelligent regulatory feed continuously monitors sources and jurisdictions, filtered to your firm's licence, product set and geographies, then automatically maps new regulations to your existing policies to surface gaps and affected controls.
- How does Pathfinder handle employee policy questions and attestations?
- Ask Pathfinder gives employees instant answers to policy questions through a conversational interface powered by your policy corpus, while attestation management replaces email chains with structured workflows, completion tracking and audit trails.
See it on your own data
Book a 30-minute session tailored to your firm's risk, channels and regulatory footprint.
Request a Demo