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Risk Taxonomy

The Behavox Unified Risk Taxonomy

The Behavox Unified Risk Taxonomy (URT) is the single data model that powers Behavox AI agents and unifies controls across Quantum, Polaris and Compass, covering 141 risk policies, 501 risk situations, 10 asset classes and 3 surveillance products on one shared schema.

One data model to power AI agents and unify controls

The Unified Risk Taxonomy (URT) is the single data model beneath every Behavox product — the shared schema that both powers our AI agents and unifies controls across the platform. Built on the Behavox Financial Data Model (BFDM), it consolidates conflict-of-interest prevention, trade surveillance and communications surveillance into one model — so a risk is defined once, tracked consistently across prevention and detection, and readable by every AI agent that operates on the platform.

Compass

Conflict of Interest (preventive controls).

Polaris

Trade surveillance — detection across 10 asset classes.

Quantum

Communications surveillance — every channel and language.

From regulation to control

Every entry maps the full chain — regulation → risk → situation → control — so coverage is defensible end to end. Each is version-controlled, attributed and quality-gated, and can be evidenced to a regulator on demand.

141risk policies
501risk situations
10asset classes
3surveillance products

Why a unified taxonomy matters

Consistent definitions

One shared schema removes the blind spots that appear when each product defines risk its own way.

Audit-defensible

Every risk, situation and control is mapped and quality-gated — evidence a model-risk team or regulator can follow.

Backward-compatible

The model extends to new risks and asset classes without breaking existing coverage or historical data.

Multi-jurisdiction & language

Built for the regulatory regimes, jurisdictions and languages you operate across.

Explore the taxonomy

The full taxonomy — every policy, situation and control — is browsable in the interactive URT.

Explore the interactive taxonomy →

See it on your own data

Book a 30-minute session tailored to your firm's risk, channels and regulatory footprint.

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