The Behavox Unified Risk Taxonomy
The Behavox Unified Risk Taxonomy (URT) is the single data model that powers Behavox AI agents and unifies controls across Quantum, Polaris and Trident, covering 191 risk policies, 664 risk situations, 10 asset classes and 3 surveillance products on one shared schema.
One data model to power AI agents and unify controls
The Unified Risk Taxonomy (URT) is the single data model beneath every Behavox product — the shared schema that both powers our AI agents and unifies controls across the platform. Built on the Behavox Financial Data Model (BFDM), it consolidates conflict-of-interest prevention, trade surveillance and communications surveillance into one model — so a risk is defined once, tracked consistently across prevention and detection, and readable by every AI agent that operates on the platform.
Trident
Conflict of Interest (preventive controls).
Polaris
Trade surveillance — detection across 10 asset classes.
Quantum
Communications surveillance — every channel and language.
From regulation to control
Every entry maps the full chain — regulation → risk → situation → control — so coverage is defensible end to end. Each is version-controlled, attributed and quality-gated, and can be evidenced to a regulator on demand.
The taxonomy covers Japanese trade surveillance (売買審査) as a dedicated category: 49 risk policies and 158 situations mapped to the Financial Instruments and Exchange Act and its cabinet and ministerial orders, JFSA supervisory guidelines, JSDA trading-review rules and JPX-R guidelines — published in Japanese and English in the interactive URT.
Why a unified taxonomy matters
Consistent definitions
One shared schema removes the blind spots that appear when each product defines risk its own way.
Audit-defensible
Every risk, situation and control is mapped and quality-gated — evidence a model-risk team or regulator can follow.
Backward-compatible
The model extends to new risks and asset classes without breaking existing coverage or historical data.
Multi-jurisdiction & language
Built for the regulatory regimes, jurisdictions and languages you operate across.
Explore the taxonomy
The full taxonomy — every policy, situation and control — is browsable in the interactive URT.
See it on your own data
Book a 30-minute session tailored to your firm's risk, channels and regulatory footprint.
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