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Regulatory Archive

Behavox Intelligent Archive — Regulatory Archive

Respond to any regulatory request — in hours instead of weeks.

01

One archive, 150+ data types

Every channel and trade record in a single WORM-compliant system of record.

02

Hours, not days

Regulatory production from 2–5 days to under 4 hours, with AI semantic search.

03

Migrate without turning anything off

Runs in parallel with incumbents; cut over only once coverage is proven.

The problem

Behavox Intelligent Archive replaces the manual coordination of a disconnected archive estate with a single, auditable system of record.

Regulated institutions run multiple archive systems — across different business lines or regions — each from a different vendor, with no single search interface, no unified legal hold, and no real visibility into whether data is complete. When a regulator issues a document request, compliance teams log into multiple systems, manually aggregate results, and coordinate with IT for export. The process takes 2–5 days.

A missing conversation thread can escalate from a document request to an enforcement referral — and that gap may exist in any of more than 150 data types your institution generates every day.

Why it matters

  • Regulatory agility — respond to any document request, legal hold, or examination request within hours, not days. Compliance teams stop rebuilding records by hand and start producing them on demand.
  • Lower run-rate cost — consolidate 5–10 separate archive vendors onto one platform. Up to 20x lower export cost compared to per-gigabyte legacy pricing. Deduplication reduces review volume by up to 30% without touching the underlying WORM record.
  • Stronger defensibility — tamper-proof WORM retention; legal holds persist indefinitely with no expiration. GCP Bucket Lock guarantees content cannot be modified or deleted before retention expiry, regardless of who issues the instruction.
  • Protection of the franchise — fragmented, non-WORM-compliant archives are now an enforcement liability. The SEC and CFTC levied $1.8 billion+ in fines across 16 major institutions in 2022 for off-channel communications failures. A second enforcement wave in 2023 added $549 million more.

What it does

A single WORM-compliant archive for 12+ channels: email, Bloomberg, Slack, Teams, ICE Chat, WhatsApp, Symphony, voice, mobile messaging, and attachments — one search interface, no separate logins, across 150+ data types.

AI-powered semantic search — find communications by concept and intent, not just exact keywords. Cross-language retrieval without pre-translation. P95 search latency under 30 seconds across 5+ year archives.

Native eDiscovery lifecycle built in — legal hold applied at custodian level across all channels simultaneously, review groups with RBAC, direct export to Relativity and PST/EML. No third-party eDiscovery bolt-on required.

Regulatory production in under 4 hours. The process that took 2–5 days becomes a structured, auditable workflow with AI-assisted document assembly.

Migrate without turning anything off. Behavox ingests from your existing archives and runs in parallel with incumbents during a phased migration — historical data is back-loaded, new data is captured in both systems during the transition, and you cut over only once coverage is proven. You never switch off a system of record on faith.

Why Behavox

The only platform that combines unified multi-channel archiving, AI-powered search, native case management from hold through production, continuous legal hold with no expiration, review groups with RBAC, and WORM-compliant storage in a single cloud-native platform. Competitors require two to three separate vendor relationships to match equivalent coverage.

Data residency in any GCP region — built for institutions with cross-border sovereign-data requirements under GDPR, MAS TRM, HKMA and DORA.

What you get

  • Regulatory production: 2–5 days → under 4 hours
  • Review volume reduction: up to 30% via deduplication (WORM record unchanged)
  • Export cost savings: up to 20x lower than per-GB legacy vendor pricing
  • AI search latency: under 30 seconds across 5+ year archives
  • 150+ data types · 12+ channels (email, Bloomberg, Slack, Teams, WhatsApp, Symphony, voice, mobile)
  • Satisfies SEC Rule 17a-4(f) · CFTC 1.35 · MiFID II · FCA SYSC 10A · ESMA · MAS · GDPR · DORA · SOX · HIPAA — out of the box

Where AI helps

  • Semantic cross-language search — retrieve communications by meaning and intent, no pre-translation required, across 50+ languages.
  • AI voice transcription — voice recordings indexed alongside text communications, fully searchable.
  • Scanned-document OCR search — scanned PDFs and document attachments included in the unified search index.
  • Relevance scoring — AI ranks results by responsiveness to the request, reducing manual review volume.

Proof

Certifications & infrastructure: SOC 2 Type II · ISO/IEC 27001 (certified) · FedRAMP-authorized cloud platform (Google Cloud) · single-tenant GCP · customer-held KMS keys. Product-specific certificate scope is detailed in the Behavox Trust Center.

Infrastructure: Google Cloud Platform — single-tenant, customer-held KMS keys, GCP Bucket Lock WORM storage.

Part of the Behavox controls platform: one data layer shared with Quantum, Polaris and the rest of the ecosystem. Built on the platform trusted by 120+ institutions — global banks, hedge funds, asset managers, oil majors, crypto firms, and insurance carriers. Backed by $270M+ in R&D.

Frequently asked questions

How fast can Intelligent Archive respond to a regulatory request?
Regulatory production drops from the industry-standard 2–5 days to under 4 hours, turning the process into a structured, auditable workflow with AI-assisted document assembly.
What channels and data types does Intelligent Archive cover?
A single WORM-compliant archive spans 12+ channels — email, Bloomberg, Slack, Teams, ICE Chat, WhatsApp, Symphony, voice, mobile messaging, and attachments — across 150+ data types, all searchable from one interface with no separate logins.
Which regulations does Intelligent Archive satisfy out of the box?
It satisfies SEC Rule 17a-4(f), CFTC 1.35, MiFID II, FCA SYSC 10A, ESMA, MAS, GDPR, DORA, SOX, and HIPAA out of the box, with data residency available in any GCP region for cross-border sovereign-data requirements.

See it on your own data

Book a 30-minute session tailored to your firm's risk, channels and regulatory footprint.

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