One command centre — every barrier, watch list and exception in one place

The challenge

Control-room compliance sits at the intersection of trading, communications and market activity. Officers managing information barriers and wall-crossing events must coordinate signals from multiple systems at once — surveillance alerts, communications flags, trading data, employee disclosures — without a unified view. Events that demand immediate action get managed across email threads, spreadsheets and point solutions that don't talk to each other.

How Behavox solves it

Atlas consolidates control-room workflows into a single platform — watch lists, restricted lists, information barriers, wall-crossing approvals and exception handling — with policy-based routing, escalation management and a complete audit trail for every decision. Integrated with Quantum communications surveillance, so when an event requires a communications review, the handoff is immediate.

Capabilities

• Watch-list and restricted-list management with automated alert routing to assigned reviewers.
• Information-barrier monitoring with real-time flagging of potential breaches.
• Wall-crossing event management — approvals, disclosures and attestations tracked through closure.
• Exception log with a full audit trail: every decision, approval and escalation timestamped and searchable.
• Integration with Quantum — barrier-related communications alerts surface alongside control-room events in one workflow.

Business outcomes

• Control-room exceptions handled in a single workflow — not coordinated across email, spreadsheets and three systems under time pressure.
• Barrier-breach risk reduced through continuous monitoring rather than periodic manual review.
• Complete, searchable audit evidence prepared for the exam — not assembled under deadline.

Proof

Built for tier-1 control rooms operating across multiple desks, entities and regulators. Powered by Behavox Atlas, integrated with Quantum and Polaris.