Webinar: Navigating Regulatory Challenges in 2024 and Beyond

The financial world is constantly changing, and keeping up with new regulations can feel overwhelming. That’s why we’re inviting you to join Manager, SME – Compliance François Suanez, Regulatory Compliance Analyst Hannah Prieto, and Pathfinder Product Expert Adam Bruening for a conversation packed with practical insights and guidance. Together, we’ll break down the latest trends.

What You’ll Gain:

1. A Clear Look Back at 2024
   We’ll highlight the biggest enforcement actions and regulatory shifts that have impacted financial services. Discover what these mean for your day-to-day operations.
2. A Peek into 2025
   Get a handle on what’s coming next. We’ll discuss top regulatory priorities and potential challenges so you can help your firm stay prepared.
3. Tools for Proactive Compliance
   Walk away with actionable strategies to strengthen your internal controls and protect client assets. We’ll even dive into lessons learned from a recent SEC enforcement case to give you a head start.

Save Your Spot Today!

This invitation does not constitute gifts/entertainment and there is no entrance fee and no preparation required. Should you have additional questions or are unable to register online, please reply to [email protected] and a member of our team will be happy to assist you.