Commodities Trading Surveillance Roundtable London

Join Graham Ure, Partner at PwC UK for a Roundtable in London to dive into the following discussion points:

1. Unrecorded Channels: Tackling the challenge of unrecorded communication channels and aligning surveillance strategies with regulatory expectations.
2. AI and Model Governance: Exploring how AI is reshaping compliance and surveillance, with a focus on robust model governance frameworks like SR 11-7.
3. Lexicons vs. Large Language Models (LLMs): Examining the transition from lexicon-based systems to LLMs, including robust testing practices and implementation strategies.
4. Records Management and Integrated Compliance Solutions: Discussing how to ensure seamless integration of archiving, surveillance, and analytics for compliance efficiency and regulatory assurance.

Chatham House Rule applies, ensuring open and confidential discussions.

This invitation does not constitute gifts/entertainment and there is no entrance fee and no preparation required. Should you have additional questions or are unable to register online, please reply to [email protected] and a member of our team will be happy to assist you.